Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCoy is a financial advisor with Morgan Stanley. John has been in the financial industry since 1993 and has worked for several firms including Citigroup Global Markets Inc. and Bear Stearns & Co. Inc. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, and 63 licenses as well as the Series 65 license and the SIE exam. John is a Certified Financial Planner™ and specializes in providing financial planning, asset allocation advice, and portfolio management services for individuals, businesses, investment companies, and charitable organizations. John is also licensed to provide investment advice in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/18/2020 - Present
Morgan Stanley (Palm Beach Gardens FL)
NY
05/23/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/01/1996 - 05/30/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/04/1994 - 02/06/1996
INTER-ATLANTIC SECURITIES CORPORATION (NEW YORK NY)
NY
12/18/1992 - 06/03/1994
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 07/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John McCoy is the right advisor for you? Invested Better is here to help.
