Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Mathews is an active investment advisor representative and securities broker with UBS Financial Services Inc., a firm with over 1093486 accounts and more than $702,387,082,915 in assets under management. John has been in the financial services industry since 1986. John is registered with the Securities and Exchange Commission (SEC) and has a license to operate in several states, including Florida, Kentucky, New York, and North Carolina. John has a long history in the financial services industry, having worked for firms such as Prudential Securities Incorporated, Barnett Brokerage Service, Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. before joining UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/22/2023 - Present
UBS Financial Services Inc. (TAMPA FL)
NY
07/26/1991 - 02/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
12/06/1990 - 07/31/1991
BARNETT BROKERAGE SERVICE, INC. (JACKSONVILLE FL)
NY
04/11/1988 - 12/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/26/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/12/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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