Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harvey has been a registered professional in the financial services industry since 1991. John is currently a Registered Representative and Investment Advisor Representative of Cambridge Investment Research Advisors, Inc., and has been with the firm since 2009. John has a wealth of experience in the industry having held positions with several other firms including Mutual Service Corporation, Walnut Street Securities, Inc., Fortis Investors, Inc., IFG Network Securities, Inc., Planned Investments Inc. and First American National Securities, Inc. John is a Certified Financial Planner and has passed the Series 6, 7, 63, 65, 66, 24, SIE and 99TO exams. John specializes in providing financial planning and investment management services to individuals, businesses, and retirement plans. John also provides educational seminars to help clients understand their financial options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MS
09/15/2014 - Present
Cambridge Investment Research Advisors, Inc. (RIDGELAND MS)
MS
10/06/2003 - 08/31/2009
MUTUAL SERVICE CORPORATION (RIDGELAND MS)
CA
01/06/1998 - 10/13/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MN
02/08/1996 - 12/31/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
GA
01/07/1993 - 12/31/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
03/13/1992 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
11/22/1991 - 03/05/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BOTH
Issued 06/08/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Harvey is the right advisor for you? Invested Better is here to help.
