Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Gruner is a financial advisor with UBS Financial Services Inc., located in Cincinnati, OH. John has over 30 years of experience in the financial services industry. John has a wide range of experience, including providing investment advice and financial planning services to individuals, families, and businesses. He is also experienced in working with high-net-worth individuals. John holds a Series 7, 63, 24, 3, 5, 15, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
09/02/2010 - Present
UBS Financial Services Inc. (CINCINNATI OH)
OH
08/18/1997 - 09/02/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (CINCINNATI OH)
CA
03/30/1992 - 08/29/1997
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NY
01/10/1986 - 04/28/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/24/1983 - 01/04/1986
THOMSON MCKINNON SECURITIES INC.
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 08/05/1983
Series 5 - Interest Rate Options Examination
BC
Issued 06/30/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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