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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Froidl is a financial advisor who has been in the industry since May 7, 2000. Currently, John is registered with LPL Financial LLC and has been with the firm since December 22, 2021. Prior to this, John worked for Century Securities Associates, Inc., Stifel, Nicolaus & Company, Incorporated, and Prudential Securities Incorporated. John has passed the Series 63, Series 65, Series 7, Series 24, and Series 53 exams and offers services such as financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. John also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/22/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
MO
01/29/2009 - 08/24/2018
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
01/05/2001 - 08/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
01/09/1997 - 01/16/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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