Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Ellspermann is a financial professional with over 20 years of experience in the industry. John has a strong background in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. He is currently registered with Nuveen Asset Management, LLC, and is licensed to provide investment advice in Illinois. John has previously held positions at American Century Investment Services Inc., Tortoise Securities, LLC, and State Street Global Advisors Funds Distributors, LLC. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/23/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
MO
08/13/2020 - 03/08/2023
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
02/04/2020 - 08/07/2020
TORTOISE SECURITIES, LLC (OVERLAND PARK KS)
MO
05/12/2009 - 02/03/2020
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (KANSAS CITY MO)
NJ
09/23/2002 - 04/15/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 08/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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