Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Coates has been in the securities industry since 1990. John is currently registered with Nylife Securities LLC in Ruston, Louisiana and is also registered in Texas. John's primary areas of focus include the Series 7, Series 6, Series 22 and SIE licenses. John has previously worked for Samco Financial Services, Inc. in Phoenix, Arizona and Argent Investment Services, Inc. in Ruston, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
06/13/2003 - Present
Nylife Securities LLC (RUSTON LA)
AZ
01/02/2003 - 04/07/2003
SAMCO FINANCIAL SERVICES, INC. (PHOENIX AZ)
LA
03/29/2001 - 12/31/2002
ARGENT INVESTMENT SERVICES, INC. (RUSTON LA)
NY
11/16/1989 - 03/12/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 03/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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