Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brooks is a financial professional with over 35 years of experience in the securities industry. John holds Series 6 and SIE licenses and is registered with Nylife Securities LLC. John has been registered in West Virginia since 1990 and is also registered in Kentucky, North Carolina, Ohio and Virginia. John's previous experience includes a role at First American National Securities, Inc. in Duluth, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WV
11/02/1990 - Present
Nylife Securities LLC (OCEANA WV)
GA
02/05/1985 - 09/06/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 02/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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