Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Alling is a financial professional with over 40 years of experience in the securities industry. John is currently registered with Wedbush Securities Inc. in California as a Registered Representative. John has been with Wedbush Securities Inc. since January 2009. Prior to that, John worked at FIRST WALL STREET CORP., DEAN WITTER REYNOLDS INC., BATEMAN EICHLER, HILL RICHARDS, INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, and FIRST JERSEY SECURITIES, INC. John has held licenses in several states including California, Arizona, Colorado, Florida, Georgia, Idaho, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, and Washington. John is also licensed as an Investment Advisor Representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2009 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
06/10/1985 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
NA
03/22/1988 - 12/07/1988
DEAN WITTER REYNOLDS INC.
NA
02/21/1984 - 06/19/1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
08/04/1983 - 03/21/1984
KIDDER, PEABODY & CO. INCORPORATED
NA
03/01/1982 - 08/15/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
10/31/1981 - 02/17/1982
FIRST JERSEY SECURITIES, INC.
IA
Issued 02/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Alling is the right advisor for you? Invested Better is here to help.
