Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Schlotz is a financial advisor who has been in the industry since 2000. John is currently registered with Avantax Advisory Services and has been registered with this firm since 2017. John has worked for a number of other firms over the years including 1ST GLOBAL CAPITAL CORP. and Fidelity Brokerage Services LLC. John holds Series 6, 7, 24, 63 and 66 licenses. John provides a range of financial services including financial planning, portfolio management, educational seminars and pension consulting. John works with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
04/28/2017 - Present
Avantax Advisory Services (Irving TX)
TX
07/12/2006 - 04/06/2017
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
11/09/2000 - 07/11/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NJ
02/08/2000 - 07/27/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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