Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Santo Costa is a financial professional registered with ADP Broker-Dealer, Inc. John has been active in the securities industry since October 11, 2018. Previously, John was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is licensed to sell securities in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/21/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
FL
01/13/2015 - 01/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
BC
Issued 11/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/21/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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