Unclaimed
John Sang-jin Byun is a financial advisor registered with Jefferies LLC. John has over 20 years of experience in the financial services industry. John's previous experience includes roles at UBS Securities LLC, Citigroup Global Markets Inc., Prudential Equity Group, LLC, Credit Suisse First Boston LLC, and Thomas Weisel Partners LLC. John holds the Series 7, Series 62, Series 63, Series 86, and Series 87 licenses. John is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/04/2017 - Present
Jefferies LLC (SAN FRANCISCO CA)
CA
08/31/2009 - 04/13/2017
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
03/31/2006 - 08/24/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/05/2003 - 03/10/2006
PRUDENTIAL EQUITY GROUP, LLC (SAN FRANCISCO CA)
NY
01/21/2000 - 08/08/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
CA
08/12/1999 - 01/10/2000
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
MD
02/12/1999 - 04/13/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 05/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/05/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Byun is the right advisor for you? Invested Better is here to help.