Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sang hyun Lee is a financial advisor registered with Wells Fargo Clearing Services, LLC. John is licensed in Oregon, Washington, California, Idaho. John has been in the securities industry for 7 years. John has a Series 63, 66, and 7 licenses and the SIE exam. John is a registered Investment Advisor in Oregon. In the past John was also associated with Key Investment Services LLC. John specializes in retirement planning, financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/29/2024 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
OR
11/21/2022 - 01/30/2024
KEY INVESTMENT SERVICES LLC (Oak Grove OR)
OR
11/18/2019 - 04/06/2022
KEY INVESTMENT SERVICES LLC (West Linn OR)
BOTH
Issued 05/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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