Unclaimed
John Sanford Carpenter is an Investment Advisor Representative for Thrivent Advisor Network, LLC d/b/a Cedar Cove Wealth and a Registered Representative for Purshe Kaplan Sterling Investments, Inc. John has been working in the financial industry since 2007, and his expertise lies in providing financial planning and investment advice to individuals, families, and businesses. John is committed to helping his clients achieve their financial goals, and he does so by providing personalized advice and guidance. John's dedication to his clients and the industry is evident in his continuing education and commitment to professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/28/2020 - Present
Thrivent Advisor Network, LLC (Denver CO)
NY
11/10/2020 - 10/05/2023
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
MN
07/17/2020 - 08/26/2020
THRIVENT INVESTMENT MANAGEMENT INC. (Minneapolis MN)
CO
08/06/2007 - 04/09/2018
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
BOTH
Issued 09/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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