Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn San filippo is a financial professional with over 18 years of experience in the financial services industry. John is currently registered with MML Investors Services, LLC and is based in Melville, NY. John has a broad range of experience, having previously worked for firms such as Northwestern Mutual Investment Services, LLC, Avatar Securities, LLC, and G-2 Trading, LLC. John has a strong track record of providing personalized financial advice and guidance to individuals and families, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/13/2022 - Present
MML Investors Services, LLC (Melville NY)
NY
01/19/2017 - 05/17/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
07/20/2015 - 10/31/2016
AVATAR SECURITIES, LLC (NEW YORK NY)
NY
10/27/2009 - 07/11/2014
G-2 TRADING,LLC (NEW YORK NY)
NY
01/22/2009 - 09/16/2009
ASSENT LLC (NEW YORK NY)
NY
05/11/2006 - 01/27/2009
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
11/19/2002 - 02/02/2004
A.B. WATLEY, INC. (NEW YORK NY)
NJ
11/15/2000 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 03/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/29/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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