Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn S. Pappas is an investment advisor representative at Steward Partners Investment Advisory, LLC. John has over 20 years of experience in the financial services industry. John is registered in Florida, Louisiana, New Hampshire, and Texas. Prior to joining Steward Partners Investment Advisory, LLC, John was a Registered Representative at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has Series 6, 7, 66 and SIE licenses. John offers a wide range of financial services to clients including financial planning, portfolio management, and investment advice. John's clients include individuals, high-net-worth individuals, families, trusts, corporations, charitable organizations, and pension plans. John is committed to providing his clients with personalized financial advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
08/16/2016 - Present
Steward Partners Investment Advisory, LLC (Portsmouth NH)
NH
11/14/2014 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
NH
11/17/2006 - 11/17/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTSMOUTH NH)
ME
10/08/2003 - 11/20/2006
PRUCO SECURITIES, LLC. (ELIOT ME)
BOTH
Issued 10/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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