Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn S. Mapes is a financial advisor with over 30 years of experience in the industry. John is registered with Morgan Stanley in New Jersey and Texas. John has extensive experience in providing investment advice to individuals, families, and businesses. John also has experience in portfolio management, financial planning, and pension consulting. John is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
01/01/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NY
02/16/2005 - 01/04/2007
TROIKA DIALOG USA, INC. (NEW YORK NY)
IL
11/05/2004 - 02/03/2005
ASSENT LLC (BOLINGBROOK IL)
NY
06/09/1999 - 11/25/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/09/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/23/1998 - 04/27/1999
FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)
NY
08/28/1990 - 04/20/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
11/19/1989 - 08/23/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
05/02/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 02/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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