Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn S. Luby is a financial advisor with Oppenheimer & Co. Inc. John has over 20 years of experience in the financial services industry and is registered with the state of Missouri and with FINRA. Previously, John was employed with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. John offers financial planning services for individuals and businesses, and specializes in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MO
06/03/2022 - Present
Oppenheimer & Co. Inc. (ST. LOUIS MO)
MO
06/28/2011 - 06/14/2022
UBS FINANCIAL SERVICES INC. (CHESTERFIELD MO)
MO
06/06/2008 - 07/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
04/02/2007 - 06/12/2008
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
MO
02/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (ST. LOUIS MO)
BOTH
Issued 02/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Luby is the right advisor for you? Invested Better is here to help.
