Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lee has over 25 years of experience in the financial services industry. John is currently registered with Mizuho Securities USA LLC and has previously held positions at UBS Securities LLC, Credit Suisse First Boston LLC and Nomura Securities International, Inc. John holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses and is registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2009 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/22/2004 - 12/03/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
07/12/1999 - 02/03/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
11/25/1994 - 06/29/1999
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure John Lee is the right advisor for you? Invested Better is here to help.
