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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Koterbay is a financial advisor with Ameriprise Financial Services, LLC. John has been in the industry since 1997. John is registered with the states of Arizona, California, Connecticut, Florida, Georgia, Maine, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Virginia. John holds the following licenses: Series 63, Series 65, Series 7, and SIE. John is also a Registered Investment Advisor (RIA). John has experience working with individuals, corporations, trusts, and estates. John also offers financial planning services, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/20/2024 - Present
Ameriprise Financial Services, LLC (SHELTON CT)
CT
12/18/1998 - 04/19/2016
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
NY
12/05/1996 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 11/16/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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