Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Johnson is a registered representative with Charles Schwab & CO., Inc. John has been in the financial services industry since 1992. John is a licensed Investment Advisor Representative and has been registered in multiple states including California, Hawaii, Arizona, Colorado, Florida, Georgia, Illinois, Maryland, Michigan, Oregon, Texas, Virginia and Washington. John previously worked at TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. John has also earned multiple FINRA and state examinations, including the Series 6, 7, 8, 9, 10, 24, 63 and 66. John provides financial planning services, selection of other advisors, and acts as a wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
11/17/2014 - Present
Charles Schwab & CO., Inc. (Woodland Hills CA)
CA
04/22/2022 - 07/29/2024
TD AMERITRADE, INC. (TORRANCE CA)
RI
06/18/1992 - 05/08/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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