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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Giallanza is a financial advisor with over 20 years of experience in the industry. John currently works at Morgan Stanley, focusing on a broad range of financial planning and investment management services. Previously, John has held roles at other prominent firms, including Lincoln Investment, ICAP, and Nomura Securities. John has a strong track record of success in providing personalized financial advice to clients. He holds a variety of licenses and certifications, including Series 7, 63, 66, and 27, demonstrating his dedication to providing comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/07/2017 - Present
Morgan Stanley (New York NY)
NY
09/16/2014 - 07/12/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NJ
04/11/2013 - 10/11/2013
LINCOLN INVESTMENT (CRANFORD NJ)
NJ
10/26/2007 - 05/16/2011
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
09/27/2007 - 10/29/2007
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
05/17/2004 - 09/07/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/07/2000 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/31/2000 - 10/11/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 06/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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