Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Armstrong is a financial advisor with over 40 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with Prudential Securities Incorporated, Salomon Smith Barney Inc., Lehman Brothers Inc., and Rauscher Pierce Refsnes, Inc. John is a Series 63, 65, 7, and SIE licensed advisor. John specializes in providing investment advisory services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2016 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
NY
01/18/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 01/22/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/25/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/28/1982 - 04/21/1983
RAUSCHER PIERCE REFSNES, INC.
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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