Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ryuichi Uyeki is an investment advisor representative with Janney Montgomery Scott LLC and has been in the industry since 1991. John has experience with LPL Financial LLC, CCO Investment Services Corp., IFMG Securities, Inc., Chase Investment Services Corp., Jackson National Life Distributors, Inc., Futureshare Financial LLC, Conseco Securities, Inc., Mercantile Investment Services, Inc., Aetna Investment Services, Inc., Charles Schwab & Co., Inc. and Sentra Securities Corporation. John is licensed to operate as an investment advisor in CT, MA, PA, and TX. John offers a variety of advisory services, including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
CT
11/20/2024 - Present
Janney Montgomery Scott LLC (NEW HAVEN CT)
CT
03/05/2012 - 03/18/2015
LPL FINANCIAL LLC (BRANFORD CT)
CT
08/06/2007 - 03/20/2012
CCO INVESTMENT SERVICES CORP. (NEWINGTON CT)
CT
04/10/2006 - 08/09/2007
IFMG SECURITIES, INC. (NEW HAVEN CT)
NY
12/18/2002 - 03/23/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
TN
08/09/2002 - 11/04/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NJ
12/05/2001 - 02/14/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
02/09/1998 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
MO
12/16/1999 - 12/31/1999
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
CT
11/12/1993 - 01/20/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
TX
03/30/1992 - 11/03/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
01/03/1991 - 04/06/1992
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
IA
Issued 10/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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