Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ryan Williams is a financial professional with over 20 years of experience in the industry. John is currently registered with Wells Fargo Securities, LLC and holds licenses for Series 6, 7, 63, 99TO and SIE exams. John has worked in the industry since 2002, and has previously held positions with Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, and Woodbury Financial Services, Inc. John is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/06/2009 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
09/23/2003 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SACRAMENTO CA)
CA
05/27/2009 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SACRAMENTO CA)
CA
09/27/2002 - 11/04/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
07/22/2002 - 08/27/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 07/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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