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John Ryan Williams

Icapital Markets LLC

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About John Ryan Williams

John Ryan Williams is a financial advisor with Icapital Markets LLC, a firm registered with the Securities and Exchange Commission. John has been in the securities industry since 1999. John holds several industry certifications including the Series 6, 7, 24, 66 and SIE exams. John is registered with the FINRA and is also registered with the states of Delaware, District of Columbia, Georgia, Kansas, Maryland, New Jersey, New York, North Carolina, South Carolina and Virginia. John was previously employed by LPL Financial LLC, UVEST Financial Services Group, Inc., BACAP Distributors, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC. and W. S. GRIFFITH & CO., INC..

Firm Information

John Williams is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Williams’s Registration & Firm History

NY

02/21/2024 - Present

Icapital Markets LLC (NEW YORK NY)

SC

07/09/2009 - 02/21/2024

LPL FINANCIAL LLC (FORT MILL SC)

NC

09/21/2004 - 05/17/2012

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

NC

03/23/2001 - 07/06/2004

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

MA

03/22/1999 - 10/26/2001

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

CT

09/23/1998 - 10/14/1998

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 03/23/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Ryan Williams.
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