Unclaimed
John Ryan Vavassis is a registered representative with Vanguard Marketing Corp. located in CHARLOTTE, NC. John has been active in the financial industry since 2023. John holds the Series 7TO and Series 63 licenses and the SIE exam. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/11/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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