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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Russell Yarnell has been in the financial services industry since 1986. John is currently registered as a Registered Representative and Investment Advisor Representative with Morgan Stanley in Flemington, NJ. John has been with Morgan Stanley since October 2023. Previously John worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Flemington, NJ from July 1996 to November 2023. John has worked in the financial services industry in various capacities since 1986. John has been registered as a Registered Representative and Investment Advisor Representative in various states since 1986. John has also passed several industry exams including Series 3, 7, 10, 9, 31, 63, and 65. John has also worked with Bank of America, N.A. in Flemington, NJ and Morgan Stanley Smith Barney LLC in Flemington, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
10/20/2023 - Present
Morgan Stanley (Flemington NJ)
NJ
07/16/1996 - 11/17/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLEMINGTON NJ)
NY
07/31/1993 - 08/08/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
12/01/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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