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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Russell Sant amour is a financial advisor with Morgan Stanley. John has been in the industry since December 1989 and is registered in 34 states as a broker and in two states as an investment advisor. John is also a Series 65, Series 10, and Series 31 exam holder, demonstrating a wide range of financial knowledge. He has previously worked for Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, UBS PaineWebber Inc., and J.C. Bradford & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
11/29/2021 - Present
Morgan Stanley (Franklin TN)
TN
02/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRANKLIN TN)
TN
04/16/2002 - 02/27/2009
WACHOVIA SECURITIES, LLC (MURFREESBORO TN)
NJ
08/14/2000 - 04/29/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/20/1989 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 11/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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