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John Russell Nichols

THE Leaders Group, Inc.

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About John Russell Nichols

John Nichols is a financial advisor who has been in the industry since 1987. John currently works at The Leaders Group, Inc. and has previously worked at Park Avenue Securities LLC, OneAmerica Securities, Inc., American United Life Insurance Company, New England Securities, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. John is licensed to sell securities in Mississippi.

Firm Information

John Nichols is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Nichols’s Registration & Firm History

CO

04/25/2007 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MS

10/07/2002 - 12/31/2006

PARK AVENUE SECURITIES LLC (GREENWOOD MS)

IN

02/01/2001 - 09/13/2002

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

02/01/2001 - 12/17/2001

AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)

NY

03/14/1997 - 01/23/2001

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

08/25/1986 - 03/14/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

08/25/1986 - 03/14/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/24/2001

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/29/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for John Russell Nichols. Review regulatory record here.
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