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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Russell Graham is a financial advisor with over 25 years of experience in the industry. John Graham is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. John Graham has a broad range of experience, including working with individuals, businesses, and institutions. John Graham is also a registered investment advisor in the state of Texas. John Graham's specializations include retirement planning, investment management, and insurance. John Graham has a commitment to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/07/2016 - Present
Wells Fargo Clearing Services, LLC (SEDONA AZ)
AZ
04/07/2011 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (SURPRISE AZ)
AZ
05/23/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SUN CITY AZ)
NJ
06/04/1999 - 06/11/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/24/1997 - 06/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
11/03/1995 - 06/18/1996
VANGUARD MARKETING CORPORATION (MALVERN PA)
TX
01/03/1995 - 05/02/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 01/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/19/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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