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John Rudolph Augustin

Harbour Investments, Inc.

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About John Rudolph Augustin

John Augustin is a financial professional with over 30 years of experience in the industry. He is a registered representative of Harbour Investments, Inc. and has held numerous registrations throughout his career, including in Oklahoma, Pennsylvania, and Wisconsin. John specializes in providing financial planning and portfolio management services for individuals and high-net-worth clients. He has also worked as an independent insurance agent for John Augustin & Associates, LLC. John holds several professional designations including Chartered Financial Consultant.

Firm Information

John Augustin is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Augustin’s Registration & Firm History

WI

04/20/2001 - Present

Harbour Investments, Inc. (PEWAUKEE WI)

AZ

11/09/1999 - 04/23/2001

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

IA

02/24/1988 - 11/16/1999

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 05/11/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/18/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1989

Series 7 - General Securities Representative Examination

BC

Issued 02/22/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Rudolph Augustin.
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