Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roy Hackett is an active advisor with NBC Securities, Inc. located in DUBUQUE, IA. John has been in the industry since 1976. John has also worked for JHS CAPITAL ADVISORS, LLC, RBC CAPITAL MARKETS, LLC, DAIN RAUSCHER INCORPORATED and DAIN, KALMAN & QUAIL, INCORPORATED. John is licensed to provide financial planning, pension consulting and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
08/06/2015 - Present
NBC Securities, Inc. (DUBUQUE IA)
IA
01/10/2011 - 07/24/2015
JHS CAPITAL ADVISORS, LLC (DUBUQUE IA)
IA
03/02/1998 - 01/10/2011
RBC CAPITAL MARKETS, LLC (DUBUQUE IA)
NA
05/05/1978 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
04/19/1976 - 05/05/1978
DAIN, KALMAN & QUAIL, INCORPORATED
BOTH
Issued 01/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1977
PC - AMEX Put and Call Exam
BC
Issued 04/10/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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