Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rotondaro is a financial professional registered with Northwestern Mutual Investment Services, LLC. John has been working in the financial services industry since May 2019. John is licensed to provide investment advice in Connecticut, Massachusetts, and New York. John holds the Series 6TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
05/24/2019 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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