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John Rory Rohan

Btig, LLC

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About John Rory Rohan

John Rory Rohan is a securities professional with over 15 years of experience in the industry. John is currently registered with BTIG, LLC, a firm offering brokerage services. Previously, John was employed by Advisory Group Equity Services LTD., Source Capital Group, Inc., Enclave Capital LLC, Thinkequity LLC, Midtown Partners & Co., LLC, and H.C. Wainwright & Co., Inc. John is licensed to offer securities in all 50 states and holds several industry licenses, including the Series 7, Series 24, Series 63, and Series 79TO licenses. John is dedicated to providing exceptional service to clients and has a strong track record of success in the financial services industry.

Firm Information

John Rohan is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Rohan’s Registration & Firm History

NY

06/15/2020 - Present

Btig, LLC (New York NY)

NY

02/10/2017 - 06/15/2020

ADVISORY GROUP EQUITY SERVICES LTD. (New York NY)

CT

11/12/2014 - 02/03/2017

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

08/16/2013 - 06/25/2014

ENCLAVE CAPITAL LLC (NEW YORK NY)

NY

10/02/2012 - 11/06/2012

THINKEQUITY LLC (NEW YORK NY)

NY

09/10/2009 - 10/01/2012

ENCLAVE CAPITAL LLC (NEW YORK NY)

NY

11/23/2004 - 08/11/2009

MIDTOWN PARTNERS & CO., LLC (NEW YORK NY)

NY

07/19/2004 - 11/08/2004

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Rory Rohan.
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