Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roman Semczuk is an active advisor registered with FINRA and a licensed agent. John has been in the industry since 2009 and is currently employed by Goldman Sachs & Co. LLC. John has extensive experience in the financial industry, having worked with a variety of firms including Prudential Securities Incorporated, Whale Securities Co., L.P., PaineWebber Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. John has passed the Series 7, Series 99, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
08/06/2012 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
01/03/1995 - 09/29/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/13/1994 - 01/03/1995
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NJ
08/07/1993 - 03/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
02/10/1993 - 09/07/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/10/1993 - 09/07/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2012
Series 99 - Operations Professional Examination
BC
Issued 02/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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