Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roland Allen is an investment advisor representative registered in the state of Texas. John has been in the financial services industry for over 27 years, with experience at firms such as BBVA Securities Inc. and Guaranty Brokerage Services, Inc.. John is currently employed by PNC Investments. John has passed the Series 6, 7, 24, 26, 52, 53, 63 and 65 exams. John works with individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/16/2021 - Present
PNC Investments (Dallas TX)
TX
08/26/2014 - 01/05/2022
BBVA SECURITIES INC. (DALLAS TX)
TX
05/16/2013 - 07/24/2014
BBVA SECURITIES INC. (RICHARDSON TX)
TX
02/17/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (RICHARDSON TX)
TX
07/30/2001 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (ARLINGTON TX)
VA
01/24/1995 - 07/30/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
09/29/1993 - 02/11/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
Issued 07/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/03/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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