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John Roger Pruser

Stonex Financial Inc.

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About John Roger Pruser

John Roger Pruser is a financial advisor with Stonex Financial Inc. John has been in the industry since 1994. John is registered with the state of Texas. John has been registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). John has Series 7, Series 10, and Series 9 securities licenses and is licensed to sell insurance. John is a highly experienced financial advisor with over 29 years in the industry and is committed to helping clients reach their financial goals.

Firm Information

John Pruser is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pruser’s Registration & Firm History

TX

07/24/2023 - Present

Stonex Financial Inc. (Dallas TX)

TX

09/28/2016 - 05/01/2023

TRUIST SECURITIES, INC. (DALLAS TX)

TX

04/26/2011 - 02/07/2012

JEFFERIES & COMPANY, INC. (DALLAS TX)

TX

06/28/2005 - 04/25/2011

DEUTSCHE BANK SECURITIES INC. (DALLAS TX)

MD

02/18/2003 - 07/06/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

TN

02/10/2003 - 02/19/2003

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

06/19/1996 - 12/12/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/10/1989 - 06/25/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

01/20/1989 - 03/29/1989

BANKSHARES BROKERAGE, INC.

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Licenses & Designations

BC

Issued 10/07/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/19/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Roger Pruser. Review regulatory record here.
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