Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Oberg has been in the financial services industry since February 7, 1997. He is currently registered with Riversource Distributors, Inc. and Ameriprise Financial Services, LLC. John has held several previous positions with firms such as VOYA FINANCIAL ADVISORS, INC., VOYA FINANCIAL PARTNERS, LLC, DIRECTED SERVICES LLC, VOYA AMERICA EQUITIES, INC., WASHINGTON SQUARE SECURITIES, INC., NORWEST INVESTMENT SERVICES, INC. and WELLS FARGO SECURITIES INC.. John has passed the Series 63, Series 7, Series 24, Series 26, Series 52TO, Series 53, Series 6TO, and Series 65 exams. John is licensed in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/07/2023 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
01/13/2011 - 10/21/2015
VOYA FINANCIAL ADVISORS, INC. (MINNEAPOLIS MN)
MN
01/13/2011 - 10/21/2015
VOYA FINANCIAL PARTNERS, LLC (MINNEAPOLIS MN)
MN
12/05/2005 - 10/21/2015
DIRECTED SERVICES LLC (MINNEAPOLIS MN)
MN
04/03/2001 - 10/21/2015
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
CT
10/28/1999 - 12/31/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
01/15/1997 - 10/14/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
CA
02/23/1999 - 10/06/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/29/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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