Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roger Mills is a financial advisor with Park Avenue Securities LLC, in Charlotte, North Carolina, and has been in the industry since March 2008. John is registered with FINRA as a registered representative and is licensed in Florida, North Carolina, South Carolina, and Virginia. John is also registered as an investment advisor representative in Florida, North Carolina, South Carolina, and Virginia. John has a strong commitment to providing his clients with personalized financial advice and has a proven track record of success. John has a comprehensive understanding of financial markets and is committed to helping his clients reach their financial goals. John is passionate about helping people achieve financial security and has a deep understanding of financial planning, including retirement planning, college savings, and estate planning. John has a strong understanding of a variety of financial products, including stocks, bonds, mutual funds, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
04/02/2014 - Present
Park Avenue Securities LLC (CHARLOTTE NC)
NC
11/12/2012 - 01/07/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
07/16/2010 - 10/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
01/03/2004 - 07/14/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 08/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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