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John Roger Grundy

Multi-Bank Securities, Inc.

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About John Roger Grundy

John Roger Grundy is a securities professional with over 30 years of experience in the financial services industry. John has been registered with Multi-bank Securities, Inc. since 2010, and previously worked at CU Investment Solutions, Inc., Westminster Financial Securities, Inc., Bisys Fund Services Limited Partnership, Prudential Securities Incorporated, Olde Discount Corporation, and Charles Schwab & Co., Inc. John holds a Series 63, Series 8, SIE, and Series 7 licenses, and is registered to sell securities in 20 states and the District of Columbia.

Firm Information

John Grundy is currently registered with Multi-Bank Securities, Inc.. Multi-Bank Securities, Inc. is a corporation formed in 1987 and is registered to provide services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Grundy’s Registration & Firm History

OH

10/23/2013 - Present

Multi-Bank Securities, Inc. (COLUMBUS OH)

OH

03/01/2010 - 09/10/2013

MULTI-BANK SECURITIES, INC. (COLUMBUS OH)

OH

09/02/2003 - 02/26/2010

CU INVESTMENT SOLUTIONS, INC. (COLUMBUS OH)

OH

07/31/2003 - 09/02/2003

WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)

ME

07/30/1998 - 05/20/2002

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

NY

09/27/1996 - 05/29/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MI

06/24/1993 - 10/14/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

TX

03/29/1993 - 06/22/1993

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Roger Grundy.
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