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John Roderick Fraser

Avatar Securities, LLC

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About John Roderick Fraser

John Roderick Fraser is a securities professional with over 12 years of experience in the financial industry. John is currently registered with Avatar Securities, LLC and holds the Series 56, SIE and Series 57TO exams. John's career began in 2011 and John has been with Avatar Securities, LLC since 2011. John is a licensed securities trader.

Firm Information

John Fraser is currently registered with Avatar Securities, LLC. Avatar Securities, LLC is a Limited Liability Company formed on May 14, 2008. The firm has one approved SEC registration and is currently approved.

Not reported

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fraser’s Registration & Firm History

NY

05/03/2011 - Present

Avatar Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for John Roderick Fraser.
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