Unclaimed
John Roderick Fraser is a securities professional with over 12 years of experience in the financial industry. John is currently registered with Avatar Securities, LLC and holds the Series 56, SIE and Series 57TO exams. John's career began in 2011 and John has been with Avatar Securities, LLC since 2011. John is a licensed securities trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2011 - Present
Avatar Securities, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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