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John Robert Zurlo

Samuel A. Ramirez & Company, Inc.

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About John Robert Zurlo

John Robert Zurlo is a financial professional with over 30 years of experience in the industry. Currently, John Zurlo is registered with Samuel A. Ramirez & Company, Inc. in New York, NY. Previously, John Zurlo was employed by Cabrera Capital Markets, LLC, Lebenthal & Co., LLC, M. R. Beal & Company, Siebert, Brandford, Shank & Co., L.L.C., Loop Capital Markets L.L.C., Banc One Capital Markets, Inc., A. F. Best Securities, Inc., ABN AMRO Chicago Corporation, Oppenheimer & Co., Inc., Tucker Anthony Incorporated, Marine Midland Capital Markets Corp., R.D. White & Co., Inc. and Oppenheimer & Co., Inc.. John Zurlo holds FINRA Series 7, 52, 53, 63, and SIE licenses. John Zurlo is licensed to conduct business in New York.

Firm Information

John Zurlo is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Zurlo’s Registration & Firm History

NY

05/10/2017 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

06/23/2014 - 05/04/2017

CABRERA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/13/2014 - 06/26/2014

LEBENTHAL & CO., LLC (NEW YORK NY)

NY

09/09/2013 - 01/03/2014

M. R. BEAL & COMPANY (NEW YORK NY)

NY

06/04/2004 - 04/23/2013

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)

IL

05/14/2001 - 05/24/2004

LOOP CAPITAL MARKETS L.L.C. (CHICAGO IL)

OH

01/15/1998 - 01/19/1999

BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)

FL

04/01/1997 - 01/13/1998

A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)

CT

09/19/1994 - 04/02/1997

ABN AMRO CHICAGO CORPORATION (STAMFORD CT)

NY

06/01/1993 - 08/17/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

MA

05/01/1992 - 03/01/1993

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NA

04/18/1991 - 08/28/1991

MARINE MIDLAND CAPITAL MARKETS CORP.

NY

11/28/1990 - 04/16/1991

R.D. WHITE & CO., INC. (NEW YORK NY)

NY

03/22/1983 - 10/02/1990

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Robert Zurlo.
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