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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Woravka is a financial advisor registered with Wells Fargo Clearing Services, LLC. John Robert Woravka has been in the industry for 45 years. John Robert Woravka is also registered with UBS FINANCIAL SERVICES INC. and Oppenheimer & Co., Inc. and E. F. Hutton & Company Inc. John Robert Woravka has a Series 63 license, a Series 65 license and a Series 7 license. John Robert Woravka has 35 state registrations and is currently registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/2010 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
08/27/1979 - 07/24/2008
UBS FINANCIAL SERVICES INC. (IRVINE CA)
NA
10/03/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
07/19/1979 - 09/28/1979
OPPENHEIMER & CO., INC.
NA
12/05/1977 - 08/21/1979
E. F. HUTTON & COMPANY INC
IA
Issued 02/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1986
Series 5 - Interest Rate Options Examination
BC
Issued 11/08/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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