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John Robert Whalen

R. Seelaus & CO., LLC

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About John Robert Whalen

John Robert Whalen is a financial professional with over 30 years of experience in the industry. John currently works as a registered representative for R. Seelaus & Co., LLC, a firm based in Chatham, NJ. Previously, John worked for several other firms, including Buckler Securities LLC, Seaport Global Securities LLC, CRT Capital Group LLC, Navigate Advisors, RBS Greenwich Capital, NationsBanc Capital Markets, Inc., NationsBanc Securities, Inc., CRT Government Securities, LTD., Drexel Burnham Lambert Government Securities Inc., and Drexel Burnham Lambert Incorporated. John holds the Series 7, Series 63, and SIE licenses.

Firm Information

John Whalen is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Whalen’s Registration & Firm History

NJ

01/03/2023 - Present

R. Seelaus & CO., LLC (Chatham NJ)

CT

07/01/2020 - 01/03/2023

BUCKLER SECURITIES LLC (Greenwich CT)

NY

08/04/2016 - 06/29/2020

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

CT

11/04/2009 - 06/29/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

CT

04/15/2009 - 11/04/2009

NAVIGATE ADVISORS (STAMFORD CT)

CT

04/04/1995 - 04/03/2009

RBS GREENWICH CAPITAL (GREENWICH CT)

NY

09/30/1993 - 04/03/1995

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

MA

08/20/1993 - 09/30/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

NA

05/22/1990 - 07/07/1993

CRT GOVERNMENT SECURITIES, LTD.

NA

12/06/1989 - 03/13/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

12/22/1987 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 02/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Robert Whalen.
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