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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Verbeke is a financial advisor with UBS Financial Services Inc. in Chicago, Illinois. John has been in the industry since 1992 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. John is also registered as an investment advisor representative in Illinois and Texas. John has worked for several other firms in the past including A. G. Edwards & Sons, Inc., Dickinson & Co., Lexington Securities, Inc., and Corporate Securities Group, Inc. John has a strong commitment to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
09/27/2021 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
01/01/1996 - 10/04/2006
A. G. EDWARDS & SONS, INC. (CHICAGO IL)
IA
11/14/1994 - 12/21/1995
DICKINSON & CO. (DES MOINES IA)
IL
09/14/1994 - 10/28/1994
LEXINGTON SECURITIES, INC. (CHICAGO IL)
MO
06/29/1994 - 09/01/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CO
09/21/1992 - 07/11/1994
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
BOTH
Issued 04/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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