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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Tuttle is a registered investment advisor representative in Texas. John has been in the securities industry since March 16, 1984. John Tuttle currently works for Concourse Financial Group Securities, Inc. and has previously worked for several other firms, including MANEQUITY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. John is registered with the state of Texas as an Investment Advisor Representative. John Robert Tuttle is also registered as a General Securities Representative, Investment Company Products/Variable Contracts Representative, and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/23/2018 - Present
Concourse Financial Group Securities, Inc. (Austin TX)
MA
09/03/1997 - 09/01/2000
MANEQUITY, INC. (BOSTON MA)
NY
12/01/1994 - 01/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/13/1989 - 12/16/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/13/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
07/20/1981 - 10/31/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/20/1981 - 10/31/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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