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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Taylor is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since 1999. John Robert Taylor is also registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Florida, Hawaii, Idaho, Illinois, Kansas, Kentucky, Maryland, Nebraska, Nevada, New Hampshire, New York, North Carolina, Oklahoma, Oregon, South Dakota, Texas, Utah, Virginia, Washington, and Wyoming. John Robert Taylor has earned the Certified Financial Planner designation. John Robert Taylor has worked for several other firms in the past, including RBC CAPITAL MARKETS, LLC, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., INTERPACIFIC INVESTORS SERVICES, INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, EQUITY PROGRAMS CORPORATION, DEAN WITTER REYNOLDS INC., and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CARLSBAD CA)
OR
05/22/2009 - 06/18/2014
RBC CAPITAL MARKETS, LLC (BEND OR)
OR
04/02/2007 - 05/26/2009
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
05/14/2002 - 04/02/2007
MORGAN STANLEY DW INC. (BEND OR)
WA
09/19/2001 - 12/05/2001
INTERPACIFIC INVESTORS SERVICES, INC. (SEATTLE WA)
AZ
05/12/1999 - 07/09/1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
CA
11/24/1997 - 10/16/1998
EQUITY PROGRAMS CORPORATION (SAN DIEGO CA)
NY
09/08/1995 - 03/04/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
09/30/1994 - 11/01/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/01/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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