Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Sturgis is a financial professional with over 30 years of experience in the financial services industry. John currently works with HUB Investment Partners, LLC. John has held previous positions at a number of firms including TD Ameritrade, Inc., Charles Schwab & Co., Inc. and LPL Financial Corporation. John is a Certified Financial Planner and holds both Series 63 and Series 65 licenses. John's specializations include portfolio management for individuals and businesses, financial planning, pension consulting and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
03/19/2024 - Present
HUB Investment Partners, LLC (AUSTIN TX)
NM
01/08/2019 - 09/15/2020
TD AMERITRADE, INC. (ALBUQUERQUE NM)
CA
04/09/2014 - 12/07/2018
CHARLES SCHWAB & CO., INC. (STOCKTON CA)
CA
03/12/2010 - 03/11/2014
CUNA BROKERAGE SERVICES, INC. (MODESTO CA)
CA
07/22/2009 - 03/05/2010
LPL FINANCIAL CORPORATION (EL SEGUNDO CA)
IA
05/14/2008 - 06/09/2009
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
08/30/2007 - 05/06/2008
LPL FINANCIAL CORPORATION (CITRUS HEIGHTS CA)
CA
05/03/2006 - 11/06/2007
XCU CAPITAL CORPORATION, INC. (CITRUS HEIGHTS CA)
CA
03/15/2005 - 05/05/2006
U.S. BANCORP INVESTMENTS, INC. (CITRUS HEIGHTS CA)
NC
10/08/2004 - 02/22/2005
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
NY
12/10/2003 - 10/07/2004
IFMG SECURITIES, INC. (PURCHASE NY)
CA
03/14/2003 - 12/08/2003
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
SC
05/30/2000 - 03/06/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
12/20/1999 - 06/06/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
TX
02/01/1999 - 12/16/1999
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
11/13/1998 - 03/19/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
01/30/1995 - 11/09/1998
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
CA
09/28/1994 - 01/19/1995
UB INVESTMENT SERVICES, INC. (GLENDALE CA)
CA
03/07/1994 - 04/13/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
06/18/1993 - 03/08/1994
COLONIAL INVESTMENT SERVICES
CA
05/30/1992 - 08/14/1992
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
12/10/1990 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
01/02/1990 - 11/01/1990
PACIFIC FIRST SECURITIES, LTD.
NY
07/19/1989 - 01/10/1990
INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (NEW YORK NY)
NA
04/27/1988 - 04/06/1989
PAINEWEBBER INCORPORATED
NA
09/01/1987 - 05/04/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/21/1987 - 09/11/1987
WADDELL & REED, INC.
IA
Issued 11/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/11/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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