Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Stockton is a financial professional with over 40 years of experience in the financial services industry. John Stockton is a Registered Representative of Kestra Advisory Services, LLC and a Registered Investment Advisor. He holds Series 7, 24, 63, and 65 licenses as well as the SIE. He has previously held positions at World Choice Securities, Inc., UBS PaineWebber Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Affiliated Securities, Inc., E.F. Hutton & Company Inc., MONY Sales, Inc., and The Mutual Life Insurance Company of New York. John Stockton specializes in working with individuals, families, and small businesses. He is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/29/2022 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
12/06/2001 - 04/29/2022
WORLD CHOICE SECURITIES, INC. (ARLINGTON TX)
NJ
09/25/2000 - 12/20/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/07/1985 - 10/16/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/14/1984 - 10/21/1985
FIRST AFFILIATED SECURITIES, INC.
NA
08/02/1982 - 07/02/1984
E. F. HUTTON & COMPANY INC
NA
04/20/1977 - 07/30/1982
MONY SALES, INC.
NA
04/20/1977 - 07/30/1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
IA
Issued 07/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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